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American Law and Economics Association
Results: 308

#	Item
231	Microsoft Word - rastaples2263.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-16 14:48:46 United States securities law Nationally recognized statistical rating organization Financial regulation U.S. Securities and Exchange Commission Credit rating agency North American Securities Administrators Association Hedge fund Securities and Exchange Commission Financial adviser Financial economics Finance Investment
232	FINANCIAL CRISIS INVESTOR TIPS FOR A DOWN MARKE T Watching the stock markets plunge more than 34% in 2008, investors at all levels are feeling the strain and wondering what to do as the markets continue to slide in 2009. Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-04 14:50:37 Finance Financial regulation North American Securities Administrators Association United States securities law Investor education Securities fraud Financial adviser Security Christopher Cox Financial economics Economics Investment
233	Agency Contacts for Consumer Complaints www.ofi.la.gov/SecuritiesInvestorEd.htm ISSUE OR CONCERN Issues concerning Securities • Request a free confidential report (CRD Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-02 16:01:18 Corruption Securities Securities fraud Financial system North American Securities Administrators Association U.S. Securities and Exchange Commission Investor education Internet fraud Financial economics United States securities law Financial regulation Economics
234	ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2010-10-08 18:24:53 Financial economics Investment Financial regulation Financial adviser Investment Advisor U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Joseph Borg North American Securities Administrators Association United States securities law Finance Business
235	AMERICAN BAR ASSOCIATION ASSOCIATION YEAR[removed]CHAIR Charles E. McCallum 900 Fifth Third Center Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-21 14:25:00 Financial markets Financial services United States securities law Investment Investment Advisor Broker-dealer Financial adviser U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Finance Business
236	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 5=$/~097~ RECEIVED 2G07JUal9 AHII:32 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-01 16:32:04 Financial economics Investment U.S. Securities and Exchange Commission Christopher Cox Financial adviser Business Financial system United States securities law Financial regulation North American Securities Administrators Association
237	Alabama Securities Commission Hosts SEC Chairman and Investor Education Partners MONTGOMERY, ALABAMA (March 13, 2008) Joseph Borg, Director of the Alabama Securities Commission (ASC) hosted a special luncheon to show app Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2008-03-24 17:36:50 Economics Joseph Borg Christopher Cox North American Securities Administrators Association Financial Industry Regulatory Authority Investor education U.S. Securities and Exchange Commission Securities and Exchange Commission Securities fraud United States securities law Financial regulation Financial system
238	Securities Regulators Unveil Fraud Awareness Quiz MONTGOMERY, ALABAMA (April 30, [removed]Are you at risk of becoming a victim of financial fraud? A simple quiz released today by Canadian and U.S. state securities regula Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2003-05-23 15:00:02 Economics Financial system Investor education Canadian securities regulation Securities fraud Canadian Securities Administrators Securities Commission of New Zealand United States securities law Financial regulation North American Securities Administrators Association
239	The North American Securities Administrators Association Small Business Advisory: Crowdfunding Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-11-26 16:39:15 United States securities law Crowd funding Stock market Investment Securities offering U.S. Securities and Exchange Commission North American Securities Administrators Association Securities regulation in the United States Financial adviser Financial economics Finance Business
240	Microsoft Word[removed]NASAA IA Switch Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-05-23 13:37:01 Business Joseph Borg Financial regulation North American Securities Administrators Association Securities Commission of New Zealand Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Uniform Combined State Law Exam Uniform Securities Act United States securities law Financial economics Finance